Contact us
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Anne Lund

Principal, Financial Institutions Practice Leader
Phone: 206.816.6726
Email: [email protected]

Products Offered
  • Directors & Officers
  • Bankers Professional & Lenders Liability, including Trust, IRA / Keogh
  • Employment Practices Liability
  • Fiduciary
  • Fidelity Bonds
  • Privacy & Security Liability
  • Mortgage Impairment
  • Forced Placement
  • Kidnap & Ransom
  • Plastic card coverage
  • Merchant fraud protection
  • Side A DIC

Navigating needed Management & Professional Liability coverage is a rocky road for directors and officers of financial service firms.

We specialize in Financial Institutions coverage, and our team is highly qualified in helping you find creative solutions for risks suffering from recent economic uncertainty and/or other complications, including financial status and activities.

What Makes Us Different
  • We Can Help Answer the Important Questions: Very few specialty insurance professionals know the intricacies involved in the technical placement process of a Management Liability policy for financial services. Our team specializes and focuses on Management & Professional Liability coverages for financial institutions and is experienced working in this space.
  • Access to the Right Markets: There are a limited number of specialty insurance professionals familiar with the intimate and unique universe of FI insurance and fewer still who are known and respected within this very specialized world. We have the markets with access to 35+ standard and surplus lines carriers.
  • Ensuring the Right Coverage for Today’s Climate: The wrong coverage can look similar and may be cheaper than the right coverage, but the consequences of inadequate coverage can result in a total failure to protect assets against today’s volatile, changing, and hostile economic and legal climate. We work with carriers to modify their forms to make sure your clients have the broadest coverage.
  • Is your client protected by their current insurance? Today, regulators and consumer protection agencies are closely scrutinizing financial practices, not to mention the impact of global expansion.
Target classes

We have assisted producers across the country in placing D&O and E&O Liability, Bonds, Mortgage Impairment, Kidnap & Ransom, Reps & Warranty, and Privacy & Security Liability coverage for all types of Financial Institutions including:

  • Public, Private, and Non-Profits
  • Banks
  • Credit Unions
  • Trust and Escrow Companies
  • Investment Advisors & Security Broker Dealers
  • Asset & Fund Managers
  • Private Equity
  • Venture Capital
  • Real Estate Investment
  • Community Development Corporations
  • Escrow Companies
  • Mortgage Banks & Brokers
  • Insurance Companies
  • Other Non-Regulated Lending & Depository Facilities
  • REITs
  • New emerging Fin-Tech space
Key Considerations
  • Do you have an off-the-shelf product or finely tuned policy with current enhancements?
  • Does your client understand both the regulatory and securities-related environment and exposures?
  • How much limit of liability should your Financial Institution client carry?
  • Does your client know the consequences of undertaking an acquisition or merger and the various extended reporting and R&W coverages available to protect both the buyer and seller?
  • Professional, Bond, EPL, Fidelity, and Privacy & Security coverages are as critical today as the D&O, due to trending claim patterns – is your client covered to the broadest extent?

Find a Specialist

Contact Information Location Practice Areas
Anne  Lund
Anne Lund
Principal, Financial Institutions Practice Leader
Phone: 206.816.6726
Washington
Management & Professional Liability, Financial Institutions
Jake  Brannan
Jake Brannan
Assistant Vice President, Broker
Phone: 662.371.6008
Washington
Management & Professional Liability, Financial Institutions